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James DiNapoli

Registered Principal | Financial Advisor

Our team is led by James “Jimi” DiNapoli, a Financial Advisor and Registered Principal.  Jimi manages a Branch Office of Securities America, creating a partnership that embraces financial independence.  Jimi has developed his 30-year career from humble beginnings through his work ethic and commitment to continuing education. He delivers his Wall Street training with a local, small-town approach.  Jimi has a passion for educating his clients on their finances and ensuring their investments are properly aligned to meet their retirement goals.

When Jimi is not in the office, you can find him with his family or on the water (many times a combination of both - with his family on the water!).  He is a proud father of an FGCU Eagle, with his son attending Florida Gulf Coast University, and of a daughter, who recently graduated from Lake Placid High School.

Jimi is the Social Director for a regional branch of a large non-profit organization. Jimi and his team work tirelessly to provide food and clothing to children in need, save the environment and support local military veterans.

Licenses and Accreditation:

  • SIE - Securities Industry Essentials Examination

  • Series 7 - General Securities Representative Examination

  • Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

  • Series 63 - Uniform Securities Agent State Law Examination

  • Series 66 - Uniform Combined State Law Examination

Click here to view Jimi’s spotless record via BrokerCheck.

 

Securities offered through Securities America, Inc., member FINRA/SIPC.

Advisory services offered through Securities America Advisors, Inc.

This site is published for residents of the United States and is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any security or product that may be referenced herein. Persons mentioned on this website may only offer services and transact business and/or respond to inquiries in states or jurisdictions in which they have been properly registered or are exempt from registration. Not all products and services referenced on this site are available in every state, jurisdiction or from every person listed.